Fortunately, whether you are an individual or corporate investor, the financial services industry is generally well-regulated. If you have reason to believe that you have been the victim of fraud or misrepresentation, you will quite possibly have the opportunity to seek justice. The FCA, The Financial Ombudsman and many other enforcement agencies have set forth guidelines and strict rules for any financial institution conducting investment transactions. These professionals and companies, regardless of size, owe their clients a duty of fair dealing; they must disclose certain information, charge prevailing market rates, candidly discuss conflicts of interest, and follow instructions promptly. Furthermore, they must evaluate potential investments according to whether they may be suitable for a clients particular needs. If these conditions are not met contact the Grayfords experts for a case evaluation.
Types of financial negligence: